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Michael A Shearin

TRADEZERO AMERICA
BROOKLYN, NY
·CRD# 6358252·12 years experience

Professional Summary

Michael A Shearin, who also goes by Michael A. Shearin, Michael Andrew Shearin, is a registered financial advisor currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael A. Shearin, Michael Andrew Shearin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

TRADEZERO AMERICA, INC.·CRD# 282940
BD
67 35th Street Suite B450, Brooklyn, NY 11232
January 29, 2021 - Present
BENJAMIN & JEROLD BROKERAGE I, LLC·CRD# 29110
BD
New York, NY
October 19, 2017 - March 8, 2018
ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
June 24, 2014 - June 21, 2017

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Current Firm

TA
TRADEZERO AMERICA, INC.

DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: 8-69736
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

67 35th Street Suite B450, Brooklyn, NY 11232

Mailing Address

67 35th Street Suite B450 Box 5-4-bse, Brooklyn, NY 11232

Phone Number

(718) 709-4925

Established

Delaware since 09/02/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER—
CALLEJAS, KHRISFINOP6062989
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
LUO, XIAOXIAOMARKETING REGISTERED OPTIONS PRINCIPAL7046196
NACCARELLI, ANTONY CARMINECEO1412706
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
SHEARIN, MICHAEL ACHIEF OPERATIONS OFFICER6358252
WONG, BILLYROP5241493

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(8/4/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2021About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2025About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael A Shearin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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