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Antony Carmine Naccarelli

TRADEZERO AMERICA
BROOKLYN, NY
·CRD# 1412706·41 years experience

Professional Summary

Antony Carmine Naccarelli, who also goes by Tony Naccarelli, is a registered financial advisor currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York. Antony is registered as a RR (Registered Representative) and started their career in finance in 1985. Antony has worked at 9 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Naccarelli

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

TRADEZERO AMERICA, INC.·CRD# 282940
BD
67 35th Street Suite B450, Brooklyn, NY 11232
April 6, 2020 - Present
TZ CLEAR LLC·CRD# 8089
BD
Brooklyn, NY
August 31, 2023 - December 17, 2024
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
January 11, 2016 - April 1, 2020
REVERE SECURITIES LLC·CRD# 14178
BD
Boca Raton, FL
September 16, 2010 - January 27, 2016
WYSER-PRATTE & CO., INC.·CRD# 28056
BD
New York, NY
July 29, 2005 - September 16, 2010
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 21, 1989 - July 18, 2005
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
March 25, 1988 - September 15, 1988
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
November 21, 1986 - December 11, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 22, 1985 - December 23, 1986

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Current Firm

TA
TRADEZERO AMERICA, INC.

DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: 8-69736
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

67 35th Street Suite B450, Brooklyn, NY 11232

Mailing Address

67 35th Street Suite B450 Box 5-4-bse, Brooklyn, NY 11232

Phone Number

(718) 709-4925

Established

Delaware since 09/02/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER—
CALLEJAS, KHRISFINOP6062989
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
LUO, XIAOXIAOMARKETING REGISTERED OPTIONS PRINCIPAL7046196
NACCARELLI, ANTONY CARMINECEO1412706
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
SHEARIN, MICHAEL ACHIEF OPERATIONS OFFICER6358252
WONG, BILLYROP5241493

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 1995About the Series 24 exam
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Antony Carmine Naccarelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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