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JH

Javier Hernandez Rivero

CICADA SECURITIES
Mexico City,
·CRD# 6828444·9 years experience

Professional Summary

Javier Hernandez Rivero, who also goes by Javier Hernandez, Javier Hernandez Rivero, is a registered financial advisor currently at CICADA SECURITIES. Javier is registered as a RR (Registered Representative) and started their career in finance in 2017. Javier has worked at 2 firms and has passed the Series 82TO, Series 7TO, SIE, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Javier Hernandez, Javier Hernandez Rivero

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

CICADA SECURITIES·CRD# 314109
BD
Paseo De Las Palmas 230, Piso 1 Lomas De Chapultepec, Miguel Hidalgo 11000, Mexico City 05120
February 8, 2022 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
August 9, 2017 - April 7, 2020

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Current Firm

CS
CICADA SECURITIES

CICADA SECURITIES | CICADA SECURITIES, LLC

CRD#: 314109 / SEC#: 8-70699
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

289 Greenwich Ave Floor 2, Greenwich, CT 06830

Mailing Address

289 Greenwich Ave Floor 2, Greenwich, CT 06830

Phone Number

(917) 809-4456

Established

Delaware since 03/17/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CICADA TECHNOLOGIES, INC.DIRECT OWNER—
GARCIA, EDWIN ERNESTOFINANCIAL & OPERATIONAL PRINCIPAL4154949
HERNANDEZ RIVERO, JAVIERCEO6828444
MORAN, BRIAN MICHAELCHIEF OPERATIONS OFFICER,CCO&AMLCO1940341
TOVAR FERNANDEZ, IGNACIOCHIEF TECHNOLOGY OFFICER7361056

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 7TO — General Securities Representative Examination

Passed Nov 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2017About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Dec 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Javier Hernandez Rivero's CRS (Customer Relationship Summary).

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