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Edwin Ernesto Garcia

BCP SECURITIES
GREENWICH, CT
·CRD# 4154949·26 years experience

Professional Summary

Edwin Ernesto Garcia is a registered financial advisor currently at BCP SECURITIES, INC. located in Greenwich, Connecticut and CICADA SECURITIES located in Greenwich, Connecticut. Edwin is registered as a RR (Registered Representative) and started their career in finance in 2001. Edwin has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BCP SECURITIES, INC.·CRD# 27063
BD
1. 289 Greenwich Avenue 4th, Greenwich, CT, 068302. 289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830
May 23, 2006 - Present
CICADA SECURITIES·CRD# 314109
BD
289 Greenwich Ave Floor 2, Greenwich, CT 06830
February 8, 2022 - Present
BANORTE SECURITIES INTERNATIONAL, LTD.·CRD# 30648
BD
Houston, TX
May 18, 2001 - May 19, 2006

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Current Firm

CS
CICADA SECURITIES

CICADA SECURITIES | CICADA SECURITIES, LLC

CRD#: 314109 / SEC#: 8-70699
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

289 Greenwich Ave Floor 2, Greenwich, CT 06830

Mailing Address

289 Greenwich Ave Floor 2, Greenwich, CT 06830

Phone Number

(917) 809-4456

Established

Delaware since 03/17/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CICADA TECHNOLOGIES, INC.DIRECT OWNER—
GARCIA, EDWIN ERNESTOFINANCIAL & OPERATIONAL PRINCIPAL4154949
HERNANDEZ RIVERO, JAVIERCEO6828444
MORAN, BRIAN MICHAELCHIEF OPERATIONS OFFICER,CCO&AMLCO1940341
TOVAR FERNANDEZ, IGNACIOCHIEF TECHNOLOGY OFFICER7361056

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2000About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edwin Ernesto Garcia's CRS (Customer Relationship Summary).

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