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BM

Brian Michael Moran

CICADA SECURITIES

Greenwich, CT

·CRD# 1940341·29 years experience

Professional Summary

Brian Michael Moran, who also goes by Brian M Moran, Brian Moran, is a registered financial advisor currently at CICADA SECURITIES located in Greenwich, Connecticut and FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC located in New York, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 26 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 79TO, Series 6TO,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian M Moran, Brian Moran

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CICADA SECURITIES·CRD# 314109

BD

289 Greenwich Avenue Floor 2, Greenwich, CT 06830

February 8, 2022 - Present

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC·CRD# 322233

BD

1. 115 West 30th Street Suite 207, New York, NY 100012. 115 West 30th Street Fourth Floor Unit 401, New York, NY 10001

March 29, 2023 - Present

VEX SECURITIES·CRD# 317371

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San Jose, CA

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Wayne, PA

April 19, 2023 - September 12, 2024

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San Rafeal, CA

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Matthews, NC

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New York, NY

June 9, 2020 - November 3, 2025

LION STREET ADVISORS, LLC·CRD# 167610

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Austin, TX

December 12, 2019 - July 20, 2020

AXIS CAPITAL USA, LLC·CRD# 293368

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May 15, 2019 - June 21, 2019

BIONDO INVESTMENT ADVISORS LLC·CRD# 130105

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September 18, 2018 - December 26, 2018

STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934

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Current Firm

FI

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC

CRD#: 322233 / SEC#: 8-70940

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

115 West 30th Street Fourth Floor Unit 401, New York, NY 10001

Mailing Address

115 West 30th Street Fourth Floor. Unit 401, New York, NY 10001

Phone Number

(212) 845-9077

Established

Delaware since 03/29/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FUNDAMENTAL INTERACTIONS, INCORPORATED	DIRECT OWNER	—
MORAN, BRIAN MICHAEL	CEO/CHIEF COMPLIANCE OFFICER	1940341

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Moran Consulting Address: 4200 Moss Creek Court, Matthews, NC 28105 Investment Related: Not investment related Position: Director Duties: Provide consulting services Hours: Approximately 30 hours a month; 10-15 a month during trading hours Linqto, Incorprated Address: 101 Metro Drive Suite 335 Duties: Chief Compliance Officer Hours: Approximately 15 hours a month

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Connecticut
(7/18/2024)

RR

New York
(12/13/2023)

RR

North Carolina
(6/10/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jun 2024About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1999About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam

FINRA

SRO Registrations

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Michael Moran's CRS (Customer Relationship Summary).

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BM

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