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Christopher Robert Erickson

CAMPFIRE CAPITAL
CHAPPAQUA, NY
·CRD# 6743863·9 years experience

Professional Summary

Christopher Robert Erickson is a registered financial advisor currently at CAMPFIRE CAPITAL located in Chappaqua, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2017. Christopher has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

CAMPFIRE CAPITAL·CRD# 168457
BD
81 Campfire Rd, Chappaqua, NY 10514
November 18, 2019 - Present
HUNTWICKE SECURITIES, LLC·CRD# 146993
BD
Topsfield, MA
February 24, 2018 - July 27, 2018
BROOKLANDS CAPITAL STRATEGIES BD, LP·CRD# 281951
BD
San Francisco, CA
February 22, 2017 - February 9, 2018

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Current Firm

CC
CAMPFIRE CAPITAL

88 FINANCIAL GROUP | SWCD LLC | CAMPFIRE CAPITAL

CRD#: 168457 / SEC#: 8-69309
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

81 Campfire Rd, Chappaqua, NY 10514

Mailing Address

81 Campfire Rd, Chappaqua, NY 10514

Phone Number

(917) 327-4561

Established

New York since 06/19/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GAUDET, PETER WILLIAMMANAGING MEMBER, PRESIDENT, CCO2505253
BEATON, DANIEL STEWARTFINOP4240769

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(11/24/2020)
RR
Massachusetts
(11/20/2019)
RR
New York
(11/18/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Robert Erickson's CRS (Customer Relationship Summary).

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CE
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