Brian J. Marchini

LPL ENTERPRISE | Financial Advisor at Money Concepts

White Plains, NY 10601

CRD#: 7549741

Professional summary

Brian Joseph Marchini, who also goes by B.j. Marchini, Bj Marchini, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in White Plains, New York.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brian has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Biography

It's all about you and your future!
Our goal is to help YOU reach YOUR financial goals.

Sometimes, it takes a team to accomplish challenging tasks in life. We are a dedicated financial team ready to serve you.

With thousands of independent, nonproprietary financial products and services to choose from, we can deliver a customized financial strategy that helps fit your unique situation now and helps answer the questions of tomorrow.

No matter where you start, learn to manage and grow what you have, while living life your way. It's all about you and your future!

Question & Answer

What are your service offerings?

Financial Advisory

Retirement Planning

529 Plans

Insurance Brokerage

Financial Planning

How do you get paid?

Fee

commission

Are you a "fiduciary"?

Yes

Aliases

B.j. Marchini | Bj Marchini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/25/2025 - Mutual of Omaha - Non-Variable Insurance - INV REL - Omaha, NE - Start Date 04/30/2024 - 1hr/MTH 2. 04/25/2025 - Self - Speaker/ Seminar/ Workshops - INV REL - New York, NY - Start Date 04/17/2024 - 1hr/MTH 3. 04/25/2025 - New York University - Tisch School of the Arts - Outside/W-2 Employment - NOT INV REL - New York, NY - Start Date 08/15/2019 - 140hrs/MTH 4. 04/25/2025 - NA- Non variable insurance - Non-Variable Insurance/Insurance Agency - INV REL - White Plains, NY - Start Date 04/16/2025 - 160hrs/MTH 5. 04/25/2025- Prudential Advisors- Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/16/2025-160hrs/mth-160hrs/mth during trading

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Marchini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brian Joseph Marchini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

LPL ENTERPRISE, LLC

Office #1: 360 Hamilton Ave 9th Floor, White Plains, NY 10601

RIA

CRD#: 8733

White Plains, NY

Current

May 5, 2025 - Present

LPL ENTERPRISE, LLC

Office #1: 360 Hamilton Ave 9th Floor, White Plains, NY 10601

RIA

CRD#: 8733

White Plains, NY

Past

September 12, 2022 - April 28, 2025

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

White Plains, NY

Past

May 27, 2022 - April 28, 2025

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

White Plains, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/5/2025)

Florida
(5/5/2025)

Maryland
(5/5/2025)

Minnesota
(5/5/2025)

New York
(5/5/2025)

IAR

New York
(5/5/2025)

Ohio
(5/5/2025)

Pennsylvania
(5/5/2025)

Washington
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/27/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/26/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.