Jonathan P. Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY 10965

CRD#: 2599600

Professional summary

Jonathan Paul Delo, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pearl River, New York and CETERA INVESTMENT SERVICES LLC located in Pearl River, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DELO AUTOMOTIVE SERVICE DBA LUBE IT ALL, 100% OWNER OF OIL CHANGE AND PREVENTIVE MAINTENANCE BUSINESS, 2/HRS/WK; 2 LUBE IT ALL INC, 100% OWNER OF OIL CHANGE AND PREVENTIVE MAINTENANCE BUSINESS, 2/HRS/WK 3. JPDFFAB INC DBA LEXINGTON GRILLE AND PUB, 100% OWNER, BUSINESS IS CLOSED AND IN THE PROCESS OF BEING DISOLVED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Paul Delo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 20, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1 Blue Hill Plaza 7th Floor Suite 4373, Pearl River, NY, 10965

RIA

CRD#: 105644

PEARL RIVER, NY

Current

May 21, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1 Blue Hill Plaza 7th Floor Suite 4373, Pearl River, NY, 10965

CRD#: 15340

PEARL RIVER, NY

Past

July 25, 2006 - June 1, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WHITE PLAINS, NY

Past

July 13, 2006 - June 1, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WHITE PLAINS, NY

Past

October 12, 2005 - November 21, 2005

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

February 23, 2004 - October 20, 2005

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

March 7, 2002 - March 25, 2002

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

Past

May 9, 2001 - October 17, 2001

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

July 3, 2000 - December 20, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 3, 2000 - December 20, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 20, 2000 - June 1, 2000

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

April 28, 1999 - February 8, 2000

EWEALTH SECURITIES, INC.

CRD#: 25589

WHITE PLAINS, NY

Past

February 8, 1999 - April 28, 1999

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

October 27, 1998 - February 4, 1999

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

December 4, 1997 - August 21, 1998

AIBC INVESTMENT SERVICES CORPORATION

CRD#: 16397

Past

May 21, 1997 - June 10, 1997

W.J. NOLAN & COMPANY, INC.

CRD#: 16465

NEW YORK, NY

Past

April 1, 1997 - May 5, 1997

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/21/2024)

IAR

New York
(5/20/2024)

New York
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan P. Delo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Paul Delo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WAMU INVESTMENTS, INC.

AMERIPRISE ADVISOR SERVICES, INC.

DAVID LERNER ASSOCIATES, INC.

MONEY CONCEPTS CAPITAL CORP

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

BARRON CHASE SECURITIES, INC.

EWEALTH SECURITIES, INC.

J.P. TURNER & COMPANY, L.L.C.

PRIME CHARTER LTD.

AIBC INVESTMENT SERVICES CORPORATION

W.J. NOLAN & COMPANY, INC.

LEGEND MERCHANT GROUP, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2000

Series 63

Date: 4/7/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/31/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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