Peter William Gaudet
Professional Summary
Peter William Gaudet, who also goes by Peter W Gaudet, is a registered financial advisor currently at CAMPFIRE CAPITAL located in Chappaqua, New York. Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter W Gaudet
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
88 FINANCIAL GROUP | SWCD LLC | CAMPFIRE CAPITAL
Contact Information
Main Address
81 Campfire Rd, Chappaqua, NY 10514Mailing Address
81 Campfire Rd, Chappaqua, NY 10514Phone Number
(917) 327-4561Established
New York since 06/19/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/10/2021)
(6/10/2015)
(5/28/2025)
(5/20/2025)
(3/19/2021)
(1/24/2022)
(5/28/2025)
(11/20/2019)
(5/28/2025)
(5/1/2014)
(5/28/2025)
(5/21/2021)
(8/29/2018)
(9/18/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter William Gaudet's CRS (Customer Relationship Summary).
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