Daniel Stewart Beaton
Professional Summary
Daniel Stewart Beaton, who also goes by Daniel Stewart Beaton, Daniel Beaton, is a registered financial advisor currently at LOCKEBRIDGE PARTNERS, INC located in Woburn, Massachusetts and CLEARVIEW TRADING ADVISORS, INC. located in Tenafly, New Jersey. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 109 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Stewart Beaton, Daniel Beaton
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
BFINANCE US LTD.
Contact Information
Main Address
2nd Floor Floor 2, London, EC4R 1BNMailing Address
2nd Floor 36 Queen Street, London, IL, EC4R 1BNPhone Number
+44 20 7747 8600Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
FINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BFINANCE US LTD.
State Registrations and Notice Filings
(8/7/2025)
(7/24/2026)
(7/29/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2000About the Series 28 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Stewart Beaton's CRS (Customer Relationship Summary).
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