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JE

Jason Emala

BLUEROCK CAPITAL MARKETS
New York, NY
·CRD# 6690509·7 years experience

Professional Summary

Jason Emala is a registered financial advisor currently at BLUEROCK CAPITAL MARKETS LLC located in New York, New York. Jason is registered as a RR (Registered Representative) and started their career in finance in 2019. Jason has worked at 1 firm and has passed the Series 7TO, SIE, Series 24 and Series 14 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

BLUEROCK CAPITAL MARKETS LLC·CRD# 136974
BD
1. 919 Third Avenue 40th Floor, New York, NY 100222. 919 Third Avenue 40th Floor, New York, NY 10022
January 4, 2019 - Present

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Current Firm

BC
BLUEROCK CAPITAL MARKETS LLC

BLUEROCK CAPITAL MARKETS LLC | SUNBELT NEW ENGLAND EQUITIES LLC | HALCYON EQUITIES LLC | HALCYON CAPITAL MARKETS LLC

CRD#: 136974 / SEC#: 8-67058
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

919 Third Avenue 40th Floor, New York, NY 10022

Mailing Address

919 Third Avenue 40th Floor, New York, NY 10022

Phone Number

(949) 688-6529

Established

Massachusetts since 08/05/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEROCK ENTERPRISE HOLDINGS, LPSOLE MEMBER—
CONNORS, KAMALA JANINECHIEF COMPLIANCE OFFICER5729659
COSGROVE, COLIN GREGORYCHIEF EXECUTIVE OFFICER2351343
EMALA, JASONGENERAL COUNSEL6690509
KIRSCHENBLATT, CHAD ETHANFINOP2503352

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2024About the SIE exam

Series 24 — General Securities Principal Examination

Passed Sep 2026About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Jan 2019About the Series 14 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jason Emala's CRS (Customer Relationship Summary).

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