Colin Gregory Cosgrove
Professional Summary
Colin Gregory Cosgrove is a registered financial advisor currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California. Colin is registered as a RR (Registered Representative) and started their career in finance in 1993. Colin has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
BLUEROCK CAPITAL MARKETS LLC | SUNBELT NEW ENGLAND EQUITIES LLC | HALCYON EQUITIES LLC | HALCYON CAPITAL MARKETS LLC
Contact Information
Main Address
919 Third Avenue 40th Floor, New York, NY 10022Mailing Address
919 Third Avenue 40th Floor, New York, NY 10022Phone Number
(949) 688-6529Established
Massachusetts since 08/05/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/30/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Colin Gregory Cosgrove's CRS (Customer Relationship Summary).
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