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Chad Ethan Kirschenblatt

GLOBALIST CAPITAL
SANTA MONICA, CA
·CRD# 2503352·22 years experience

Professional Summary

Chad Ethan Kirschenblatt, who also goes by Chad Kirschenblatt, Chad Ethan Kirschenblatt, is a registered financial advisor currently at GLOBALIST CAPITAL, LLC located in Santa Monica, California and HWJ CAPITAL PARTNERS II, LLC located in Boca Raton, Florida. Chad is registered as a RR (Registered Representative) and started their career in finance in 2004. Chad has worked at 49 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chad Kirschenblatt, Chad Ethan Kirschenblatt

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

GLOBALIST CAPITAL, LLC·CRD# 152786
BD
100 Wilshire Blvd. Suite 750, Santa Monica, CA 90401
June 21, 2011 - Present
HWJ CAPITAL PARTNERS II, LLC·CRD# 132135
BD
7400 North Federal Highway Suite A5, Boca Raton, FL 33487
September 13, 2011 - Present
MOORGATE SECURITIES LLC·CRD# 151734
BD
1686 Union Street Suite 307, San Francisco, CA 94123
June 25, 2013 - Present
HASTINGS CAPITAL GROUP, LLC·CRD# 142998
BD
527 Madison Avenue 4th Floor, New York, NY 10022
April 30, 2014 - Present
ABERDEEN FUND DISTRIBUTORS, LLC·CRD# 146230
BD
1900 Market Street Suite 200, Philadelphia, PA 19103
February 18, 2015 - Present
LSH PARTNERS SECURITIES LLC·CRD# 284952
BD
1. 780 Third Avenue 11th Floor, New York, NY, 100172. 780 Third Avenue 11th Floor, New York, NY 10017
November 15, 2016 - Present
BIRCH LAKE PARTNERS, LP·CRD# 285558
BD
71 South Wacker Drive Suite 2425, Chicago, IL 60606
March 9, 2017 - Present
M.M. DILLON & CO. LLC·CRD# 19878
BD
One Sound Shore Drive Suite 103, Greenwich, CT 06830
May 5, 2017 - Present
BLUEROCK CAPITAL MARKETS LLC·CRD# 136974
BD
4100 Newport Place Suite 650, Newport Beach, CA 92660
August 24, 2017 - Present
IFM (US) SECURITIES, LLC·CRD# 166325
BD
114 West 47th Street 19th Floor, New York, NY 10036
October 11, 2017 - Present
CRESTA WESTHALL LLP·CRD# 164986
BD
14 Hanover Square, London, W1S 1HN
February 7, 2018 - Present
LEBENTHAL FINANCIAL SERVICES, INC.·CRD# 137988
BD
500 N. Broadway Suite 238, Jericho, NY 11753
January 2, 2020 - Present
DANSKE MARKETS INC.·CRD# 113404
BD
575 Fifth Avenue 33rd Floor, New York, NY 10017
April 15, 2021 - Present
PHARUS SECURITIES, LLC·CRD# 148002
BD
535 Fifth Avenue 25th Floor, New York, NY 10017
April 30, 2021 - Present
GUIDANCE SECURITIES, LLC·CRD# 121056
BD
11107 Sunset Hills Road, Suite 300, Reston, VA 20190
April 30, 2021 - Present
NABSECURITIES, LLC·CRD# 47390
BD
277 Park Avenue 19th Floor, New York, NY, 10172
April 30, 2021 - Present
DNB CARNEGIE, INC.·CRD# 127605
BD
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
May 4, 2021 - Present
METROPOLITAN CAPITAL INVESTMENT BANC, INC.·CRD# 148820
BD
661 West Lake Street Unit 2s, Chicago, IL 60661
December 12, 2022 - Present
CREEKSTONE CAPITAL·CRD# 325715
BD
1211 Natchez Rd, Franklin, TN 37069
September 20, 2023 - Present
ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC·CRD# 326494
BD
1 Liberty Plaza, New York, NY 10006
June 9, 2025 - Present
BALANCED SECURITY PLANNING, INC.·CRD# 4038
BD
4701 Teller Avenue, Newport Beach, CA 92660
September 25, 2025 - Present
VBC SECURITIES, LLC·CRD# 5407
BD
348 Clifton Avenue, Clifton, NJ 07011-2619
October 30, 2025 - Present
VERTICAL RESEARCH SECURITIES, INC.·CRD# 334696
BD
2 Landmark Square Suite 207, Stamford, CT 06901
January 27, 2026 - Present
STRONG CAPITAL MARKETS, LLC·CRD# 314056
BD
Stamford, CT
July 14, 2022 - April 10, 2024
ALTERNATIVE EXECUTION GROUP·CRD# 167830
BD
Bayonne, NJ
June 22, 2022 - August 15, 2024
DEALMAKER SECURITIES·CRD# 315324
BD
Melville, NY
March 16, 2022 - July 20, 2022
ROW ASSOCIATES, LLC·CRD# 309073
BD
Nashville, TN
October 28, 2021 - July 24, 2024
PERITUS CAPITAL, LLC·CRD# 310736
BD
New York, NY
May 27, 2021 - October 25, 2023
BENETIC MARKETS LLC·CRD# 309974
BD
Franklin, TN
May 4, 2021 - May 30, 2023
TEXTURE CAPITAL, INC.·CRD# 300853
BD
New York, NY
September 28, 2020 - August 8, 2024
SSY FINANCE LLC·CRD# 307109
BD
Melville, NY
June 22, 2020 - November 30, 2022
KOPENTECH CAPITAL MARKETS LLC·CRD# 299808
BD
Roslyn, NY
December 11, 2019 - January 23, 2025
CULTIVATE CAPITAL GROUP, LLC·CRD# 300634
BD
New York, NY
October 17, 2019 - October 5, 2020
FALLS BRIDGE SECURITIES, LLC·CRD# 299526
BD
Bryn Mawr, PA
June 10, 2019 - April 20, 2022
WAFRA SECURITIES CORPORATION·CRD# 149666
BD
New York, NY
November 2, 2017 - November 8, 2018
GLOBAL SHARES FINANCIAL SERVICES INC.·CRD# 284031
BD
Jersey City, NJ
August 9, 2017 - October 14, 2019
PLP CAPITAL·CRD# 38901
BD
Orlando, FL
April 4, 2016 - November 28, 2018
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
Schaumburg, IL
February 10, 2015 - March 24, 2017
MAINSTREET CAPITAL PARTNERS·CRD# 172660
BD
Carmel, IN
January 5, 2015 - December 4, 2017
BIONDO ASSET MANAGEMENT LLC·CRD# 129690
BD
Milford, PA
July 31, 2014 - December 18, 2017
APB FINANCIAL GROUP, LLC·CRD# 38235
BD
New York, NY
April 11, 2014 - April 24, 2017
SEAVIEW SECURITIES LLC·CRD# 126180
BD
New York, NY
January 13, 2014 - December 18, 2014
METROPOLITAN CAPITAL INVESTMENT BANC, INC.·CRD# 148820
BD
Chicago, IL
November 21, 2013 - October 28, 2020
SIGULER GUFF GLOBAL MARKETS, LLC·CRD# 159534
BD
New York, NY
September 3, 2013 - January 13, 2025
NOMURA SECURITIES NORTH AMERICA, LLC·CRD# 42885
BD
New York, NY
January 29, 2008 - July 29, 2009
INSTINET, LLC·CRD# 7897
BD
New York, NY
January 28, 2008 - September 16, 2010
CAPSTONE GLOBAL MARKETS, LLC·CRD# 143612
BD
New York, NY
August 21, 2007 - May 16, 2008
CAPSTONE TRADING L.L.C.·CRD# 131785
BD
New York, NY
August 18, 2004 - May 23, 2008
MAKO GLOBAL DERIVATIVES LLC·CRD# 103799
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New York, NY
August 17, 2004 - June 7, 2004
MAKO FINANCIAL MARKETS, LLC·CRD# 117476
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New York, NY
August 17, 2004 - November 19, 2004

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Current Firm

VR
VERTICAL RESEARCH SECURITIES, INC.

VERTICAL RESEARCH PARTNERS, LLC | VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696 / SEC#: 8-71336
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2 Landmark Square Suite 207, Stamford, CT 06901

Mailing Address

2 Landmark Square Suite 207, Stamford, CT 06901

Phone Number

(203) 276-5671

Established

Connecticut since 02/10/2025

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SPRAGUE, JEFFREY TODDPRESIDENT1655155
KIRSCHENBLATT, CHAD ETHANFINOP2503352
SULPIZIO, DAVID VINCENTCHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER2273755

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2004About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Chad Ethan Kirschenblatt's CRS (Customer Relationship Summary).

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