Nicholas Brian Ashwin
Professional Summary
Nicholas Brian Ashwin, who also goes by Nick Ashwin, Nicholas Lars Niklas Kenneth Hedstrom, is a registered financial advisor currently at BESTEX RESEARCH SECURITIES, LLC located in Stamford, Connecticut. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nick Ashwin, Nicholas Lars Niklas Kenneth Hedstrom
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BESTEX RESEARCH SECURITIES, LLC
Contact Information
Main Address
2 Landmark Square Suite 214, Stamford, CT 06901Mailing Address
2 Landmark Square Suite 214, Stamford, CT 06901Phone Number
(203) 989-9218Established
Delaware since 04/23/2020Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/3/2023)
(4/3/2023)
(12/5/2022)
(4/3/2023)
(4/3/2023)
(4/3/2023)
(4/3/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicholas Brian Ashwin's CRS (Customer Relationship Summary).
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