Bj Marchini
Bj's Take
"Day trading and picking individual stocks is not rational for most investors - the odds are heavily against your success." ~Morgan Housel: The Psychology of Money
Professional Summary
Brian (BJ) Marchini, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in White Plains, New York. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brian has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Advisory
- Retirement Planning
- 529 Plans
- Insurance Brokerage
- Financial Planning
Specializations
Biography
It's all about you and your future! Our goal is to help YOU reach YOUR financial goals. Sometimes, it takes a team to accomplish challenging tasks in life. We are a dedicated financial team ready to serve you. With thousands of independent, nonproprietary financial products and services to choose from, we can deliver a customized financial strategy that helps fit your unique situation now and helps answer the questions of tomorrow. No matter where you...
Other Aliases
Brian Joseph Marchini, B.j. Marchini, Bj Marchini
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
Office
(xxx) xxx-xxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
X (Twitter)
x.com/xxxxxx
Website
xxxxxxxxxx.xxx
YouTube Channel
youtube.com/@xxxxxx
Languages
xxxxxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Past
Education
SUNY Fredonia
Sound Recording Technology, Bachelor of Science
Sound Recording Technology, Bachelor of Science
2007
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Current Firm
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
Contact Information
Main Address
1055 Lpl Way, Fort Mill, SC 29715Mailing Address
1055 Lpl Way, Fort Mill, SC 29715Phone Number
(704) 733-3300Established
Delaware since 05/25/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
5,215SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | — |
| EVANGELIOU, KIRIAKOS ANDREAS | SVP, CHIEF COMPLIANCE OFFICER | 2496177 |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
Regulatory Assets Under Management
Total Number of Accounts
139,192AUM (Assets Under Management)
$24,939,385,373Disclosures
Regulatory Event
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2026 | Cover Page | Report |
| 06/25/2025 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
(5/5/2025)
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Bj Marchini's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bj Marchini's CRS (Customer Relationship Summary).
Services Offered by Bj
- Financial Advisory
- Retirement Planning
- 529 Plans
- Insurance Brokerage
- Financial Planning
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