Randy Brickman
PARK AVENUE SECURITIES LLC | Registered Representative, Forest Hills Financial Group
NORTH WOODMERE, NY
CRD#: 2985220
Professional summary
Randy Brickman is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in North Woodmere, New York.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Randy has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
What are your service offerings?
Financial Planning
Investment Management
Tax Planning
Trust Services
Tax Preparation
Retirement Planning
Estate Planning
Business Planning
Individual Insurance (Life, He...
Business Valuation and Exit Pl...
Financial Coaching
Do you have an area of expertise or specialization?
Alternative Investments
College Planning
Divorce Planning
Estate Planning
Retirement Planning
Special Needs Families
Small Business Planning
Tax Planning and Preparation
Trust and Estate Planning
How do you get paid?
Fee-Only
Commission
% of AUM
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Selling Insurance Products outside of Guardian,
Start Date: 9/20/2025,
Address: 200 Broadhollow Road Suite 405 Melville, NY 11747,
4 total hours per month; 4 during securities trading hours,
Investment Related,
<10% Annual Compensation,
2) BNI Just Do It!! -president ,
Nature of Business: Networking Group,
Start date: 11/11/2025,
Address: Virtual meeting,
Duties: Running and facilitating a BNI referral marketing group,
10 total hours per month; 10 during securities trading hours,
Not investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Randy Brickman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randy Brickman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #2: 200 Broadhollow Road Suite 405, Melville, NY 11747RIA
BD
CRD#: 46173
NORTH WOODMERE, NY
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 200 Broadhollow Road Suite 405, Melville, NY 11747RIA
BD
CRD#: 46173
Melville, NY
Past
February 12, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/13/2021)
RR
Connecticut(5/3/1999)
RR
Florida(5/3/1999)
RR
Maryland(9/8/2017)
RR
Nevada(10/6/2023)
RR
New Jersey(5/3/1999)
RR
New York(5/3/1999)
IAR
New York(4/16/2021)
RR
North Carolina(4/27/2021)
RR
South Carolina(6/21/2021)
RR
Virginia(4/25/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
Registered Representative, Forest Hills Financial GroupCRD#: 46173North Woodmere, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
