Randy Brickman
PARK AVENUE SECURITIES | Registered Representative, Forest Hills Financial Group
NORTH WOODMERE, NY
CRD#: 2985220
Professional summary
Randy Brickman is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in North Woodmere, New York.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Randy has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Core Areas of Focus
Financial Planning for Women
Retirement Savings & AccountsRetirement Income Planning
529 Plans
Long-Term Care
Client Tip
Make sure that your Beneficiary Designations are correct and up to date.
Do you have the riders available on your life insurance contracts?
Biography
Randy Brickman is a Financial Representative with Forest Hills Financial Group (FHFG), dedicated to helping individuals and businesses secure their financial futures. He specializes in long-term care planning, life insurance, disability income protection, and retirement planning. Randy is deeply committed to serving his clients’ interests and takes great pride in building long-lasting, trusted relationships. His approach to wealth management and preservation centers on helping clients achieve their human life value while protecting their families’ hard-earned assets. Randy firmly believes that the key to life is what you add to it—and he strives to be a source of meaningful value for every client he serves.
Randy earned his degree in Business and Sales Management in 1978 and began a successful 20-year career in the retail and manufacturing industry. He started in New York City’s garment center selling apparel fabrics, then went on to co-own a family-operated, multi-store home decorating business in Manhattan and Long Island. Serving institutions, universities, hospitals, hotels, and retail clients, Randy gained extensive hands-on experience across a wide range of business environments. This background provided him with keen insight into both individual and organizational needs, which he brought with him when he entered the financial services industry in 1997.
Recognizing the importance of ongoing professional development, Randy has remained committed to expanding his knowledge to better serve his clients. He is a Life Underwriting Training Council Fellow (LUTCF), a lifetime member of the Corporation for Long Term Care Certification, and a member of the National Association of Insurance and Financial Advisors (NAIFA). He has also been actively involved with Business Network International (BNI) for nearly 30 years, having held every chapter leadership role and currently serving as President of his chapter. In addition, Randy has supported the organization as a Chapter Support Coach for six chapters and a Launch Coach for seven.
Outside of work, Randy is an avid outdoor enthusiast who enjoys golfing, skiing, biking, and staying active on his Peloton each day. He and his wife, Randie, reside in North Woodmere, New York. They are proud parents of three children and grandparents to six grandchildren.
Registered Representative and Financial Advisor of Park Avenue Securities LLC (PAS). Securities products and advisory services offered through PAS, member FINRA, SIPC. Financial Representative of The Guardian Life Insurance Company of America® (Guardian), New York, NY. PAS is a wholly owned subsidiary of Guardian. Forest Hills Financial Group is not an affiliate or subsidiary of PAS or Guardian. CA Insurance License Number - 0D41728. 8686809.1 Exp. 12/27.
Question & Answer
What makes you the best choice for clients?
I am reliable. honest, integrous and will always have yours and your family's best interest before mine., You can always count on me.
What are your service offerings?
Financial Planning
Investment Management
Tax Planning
Trust Services
Tax Preparation
Retirement Planning
Estate Planning
Business Planning
Individual Insurance (Life
Health
Disability)
Business Valuation and Exit Pl...
Financial Coaching
Which demographics do you typically serve?
The Silent Generation
Baby Boomers (78-60)
Gen X (44-59)
Gen Y (43-28)
Gen Z (under 28)
What is your current number of clients?
Under 50
What is your minimum asset requirement?
0
How do you get paid?
Fee-Only
Commission
% of AUM
Are you a "fiduciary"?
Yes
Personal quote
People Don't Care how much you know, They want to Know how much You Care about Them!
There is no wrong way to to do The Right Thing always!
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Randy Brickman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randy Brickman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #2: 200 Broadhollow Road Suite 405, Melville, NY 11747RIA
BD
CRD#: 46173
NORTH WOODMERE, NY
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 200 Broadhollow Road Suite 405, Melville, NY 11747RIA
BD
CRD#: 46173
Melville, NY
Past
February 12, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/13/2021)
RR
Connecticut(5/3/1999)
RR
Florida(5/3/1999)
RR
Maryland(9/8/2017)
RR
Nevada(10/6/2023)
RR
New Jersey(5/3/1999)
RR
New York(5/3/1999)
IAR
New York(4/16/2021)
RR
North Carolina(4/27/2021)
RR
South Carolina(6/21/2021)
RR
Virginia(4/25/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
Registered Representative, Forest Hills Financial GroupCRD#: 46173North Woodmere, NYTRUST BUT VERIFY
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