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Michael Alan Fruchter

SRT SECURITIES
BIRMINGHAM, MI
·CRD# 4202965·23 years experience

Professional Summary

Michael Alan Fruchter, who also goes by Michael Alan Fruchter Mr., is a registered financial advisor currently at SRT SECURITIES LLC located in Birmingham, Michigan and BESTEX RESEARCH SECURITIES, LLC located in Stamford, Connecticut. Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Alan Fruchter Mr.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
416 Hawthorne Street, Birmingham, MI 48009
May 17, 2012 - Present
BESTEX RESEARCH SECURITIES, LLC·CRD# 309569
BD
2 Landmark Square Suite 214, Stamford, CT 06901
May 15, 2026 - Present
METCAP SECURITIES, LLC·CRD# 30418
BD
New York City, NY
February 20, 2009 - January 9, 2012
HCFP BRENNER SECURITIES, LLC·CRD# 46003
BD
New York, NY
September 24, 2003 - October 31, 2008

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Current Firm

BR
BESTEX RESEARCH SECURITIES, LLC

BESTEX RESEARCH SECURITIES, LLC

CRD#: 309569 / SEC#: 8-70584
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2 Landmark Square Suite 214, Stamford, CT 06901

Mailing Address

2 Landmark Square Suite 214, Stamford, CT 06901

Phone Number

(203) 989-9218

Established

Delaware since 04/23/2020

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BESTEX RESEARCH GROUP, LLCDIRECT OWNER—
FRUCHTER, MICHAEL ALANFINOP4202965
MEROLLA, PAUL ANTHONY SR.CHIEF COMPLIANCE OFFICER1099818
MITTAL, HITESHCHIEF EXECUTIVE OFFICER4540871
SARAIYA, NIGAM HARISHCHIEF PRODUCT OFFICER5498898

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2003About the Series 27 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Alan Fruchter's CRS (Customer Relationship Summary).

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