Nigam Harish Saraiya
Professional Summary
Nigam Harish Saraiya is a registered financial advisor currently at BESTEX RESEARCH SECURITIES, LLC located in Stamford, Connecticut. Nigam is registered as a RR (Registered Representative) and started their career in finance in 2009. Nigam has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
BESTEX RESEARCH SECURITIES, LLC
Contact Information
Main Address
2 Landmark Square Suite 214, Stamford, CT 06901Mailing Address
2 Landmark Square Suite 214, Stamford, CT 06901Phone Number
(203) 989-9218Established
Delaware since 04/23/2020Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/23/2021)
(9/20/2021)
(2/14/2022)
(2/16/2022)
(12/20/2021)
(10/16/2021)
(11/24/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nigam Harish Saraiya's CRS (Customer Relationship Summary).
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