Michael Haynes O'connell
Professional Summary
Michael Haynes O'connell, who also goes by Mike O'connell, is a registered financial advisor currently at BMS CAPITAL ADVISORY, INC. located in New York, New York and AXOM PARTNERS LLC located in Lehi, Utah. Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike O'connell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
AXOM PARTNERS LLC
Contact Information
Main Address
3451 N. Triumph Blvd Suite 104, Lehi, UT 84043Mailing Address
3451 N. Triumph Blvd Suite 104, Lehi, UT 84043Phone Number
(801) 753-8686Established
Delaware since 04/21/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/10/2024)
(3/19/2024)
(3/5/2024)
(3/28/2024)
(9/5/2023)
(2/22/2024)
(8/11/2023)
(9/21/2023)
(8/7/2024)
(6/10/2016)
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(5/11/2023)
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(5/11/2016)
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(2/28/2024)
(3/8/2024)
(6/18/2024)
(9/12/2023)
(4/2/2024)
(5/4/2016)
(12/15/2023)
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(3/4/2024)
(1/29/2024)
(3/11/2024)
(5/11/2016)
(3/26/2025)
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(2/26/2024)
(8/3/2023)
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(7/22/2023)
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(3/6/2024)
(4/9/2024)
(5/6/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed May 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Haynes O'connell's CRS (Customer Relationship Summary).
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