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Brandon Stapley Hightower

AXOM PARTNERS
LEHI, UT
·CRD# 5840886·16 years experience

Professional Summary

Brandon Stapley Hightower is a registered financial advisor currently at AXOM PARTNERS LLC located in Lehi, Utah. Brandon is registered as a RR (Registered Representative) and started their career in finance in 2010. Brandon has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

AXOM PARTNERS LLC·CRD# 328894
BD
3451 N. Triumph Blvd Suite 104, Lehi, UT 84043
May 31, 2024 - Present
HOLLISTER ASSOCIATES, LLC·CRD# 173366
BD
Mount Pleasant, SC
April 28, 2023 - June 13, 2024
QATALYST PARTNERS LP·CRD# 147251
BD
San Francisco, CA
September 22, 2014 - February 8, 2023
HOULIHAN LOKEY ADVISORS, LLC·CRD# 127835
BD
San Francisco, CA
September 28, 2010 - September 16, 2014

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Current Firm

AP
AXOM PARTNERS LLC

AXOM PARTNERS LLC

CRD#: 328894 / SEC#: 8-71192
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3451 N. Triumph Blvd Suite 104, Lehi, UT 84043

Mailing Address

3451 N. Triumph Blvd Suite 104, Lehi, UT 84043

Phone Number

(801) 753-8686

Established

Delaware since 04/21/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AXOM PARTNERS HOLDINGS, LLCSOLE MEMBER—
BRESSERS, ALAN MICHAELCHAIRMAN4974200
HIGHTOWER, BRANDON STAPLEYCEO5840886
O'CONNELL, MICHAEL HAYNESCHIEF COMPLIANCE OFFICER6601475
RYAN, KIMBERLY ANNFINOP4316310

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/19/2024)
RR
Delaware
(7/16/2024)
RR
New York
(6/20/2024)
RR
Utah
(6/13/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2010About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Jun 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brandon Stapley Hightower's CRS (Customer Relationship Summary).

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BH
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