Kimberly Ann Ryan
Professional Summary
Kimberly Ann Ryan, who also goes by Kimberly Ann Kowcun, Kimberly Merritt, is a registered financial advisor currently at AVID CAPITAL ADVISORS LLC located in Mccall, Idaho and DASTA FINANCIAL, LLC located in New York, New York. Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2001. Kimberly has worked at 22 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kimberly Ann Kowcun, Kimberly Merritt
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
Current Firm
LEDGEWOOD CAPITAL MANAGEMENT, LLC | USCA SECURITIES LLC | U.S. CAPITAL WEALTH | U.S. CAPITAL ADVISORS
Contact Information
Main Address
4444 Westheimer Suite G500, Houston, TX 77027Mailing Address
4444 Westheimer Suite G500, Houston, TX 77027Phone Number
(713) 366-0500Established
Delaware since 12/16/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. CAPITAL WEALTH, LLC | OWNER | — |
| BOWLING, ELIZABETH COURTNEY | HEAD OF LEGAL AND COMPLIANCE, U.S. CAPITAL WEALTH, LLC | 6335464 |
| DEJONCKHEERE, KASEY LIZANN | CFO, U.S. CAPITAL WEALTH, LLC | 3071831 |
| HODGES, ELIZABETH | CHIEF COMPLIANCE OFFICER | 5418587 |
| KING, DAVID MICHAEL | PRESIDENT AND MANAGING PARTNER, U.S. CAPITAL WEALTH, LLC | 2446459 |
| MENDENHALL, PATRICK MICHAEL | MANAGING PARTNER | 1068809 |
| RYAN, KIMBERLY ANN | FINOP | 4316310 |
Disclosures
Regulatory Event
1Arbitration
2Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
State Registrations and Notice Filings
(4/6/2026)
(7/24/2023)
(2/9/2026)
(4/19/2023)
(3/26/2026)
(3/24/2026)
(1/2/2026)
(12/17/2025)
(3/25/2026)
(5/31/2023)
(3/26/2026)
(2/10/2026)
(8/14/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2023About the Series 82TO examSRO Registrations
SRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Ann Ryan's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
MORGAN STANLEY
J. ALDEN ASSOCIATES, INC.
WILLIAM BLAIR
