David Gerard Carr
Professional Summary
David Gerard Carr is a registered financial advisor currently at CHURCHILL STATESIDE SECURITIES, LLC located in Carlsbad, California. David is registered as a RR (Registered Representative) and started their career in finance in 2015. David has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 22, Series 39 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
AHTC SECURITIES, LLC | STATESIDE SECURITIES, LLC | CHURCHILL STATESIDE SECURITIES, LLC
Contact Information
Main Address
203 N Lasalle St, Suite 2100, Chicago, IL 60601Mailing Address
203 N Lasalle St, Suite 2100, Chicago, IL 60601Phone Number
(404) 250-4190Established
Georgia since 10/13/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/4/2020)
(10/5/2015)
(3/30/2021)
(6/14/2017)
(10/12/2016)
(3/30/2021)
(10/5/2015)
(11/17/2016)
(10/18/2016)
(6/14/2017)
(10/22/2015)
(10/18/2016)
(4/6/2018)
(10/5/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 2015About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jul 2023About the Series 39 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2020About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Gerard Carr's CRS (Customer Relationship Summary).
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