Wendy-sue Elliott
Professional Summary
Wendy-sue Elliott, who also goes by Wendy Sue Elliott, Wendy-sue Lloyd, is a registered financial advisor currently at CHURCHILL STATESIDE SECURITIES, LLC located in Clifton Park, New York and GLOBETECH SECURITIES LLC located in Clifton Park, New York. Wendy-sue is registered as a RR (Registered Representative) and started their career in finance in 2014. Wendy-sue has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wendy Sue Elliott, Wendy-Sue Lloyd
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
GLOBETECH SECURITIES LLC
Contact Information
Main Address
440 Grooms Road, Clifton Park, NY 12065Mailing Address
440 Grooms Road, Clifton Park, NY 12065Phone Number
(678) 679-8644Established
California since 11/07/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/15/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wendy-sue Elliott's CRS (Customer Relationship Summary).
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