Guy Keith Spieler
Professional Summary
Guy Keith Spieler is a registered financial advisor currently at CHURCHILL STATESIDE SECURITIES, LLC located in Chicago, Illinois. Guy is registered as a RR (Registered Representative) and started their career in finance in 1986. Guy has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 50, Series 7, Series 54, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
AHTC SECURITIES, LLC | STATESIDE SECURITIES, LLC | CHURCHILL STATESIDE SECURITIES, LLC
Contact Information
Main Address
203 N Lasalle St, Suite 2100, Chicago, IL 60601Mailing Address
203 N Lasalle St, Suite 2100, Chicago, IL 60601Phone Number
(404) 250-4190Established
Georgia since 10/13/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/4/2020)
(3/26/2021)
(1/5/2023)
(10/13/2023)
(1/3/2019)
(6/24/2019)
(1/5/2023)
(1/4/2021)
(1/3/2019)
(3/15/2021)
(2/17/2021)
(7/2/2018)
(5/2/2019)
(1/5/2023)
(1/19/2021)
(1/5/2023)
(10/14/2020)
(8/4/2021)
(2/7/2019)
(1/6/2020)
(1/3/2019)
(1/3/2019)
(5/28/2020)
(7/25/2023)
(3/30/2021)
(3/22/2019)
(1/3/2019)
(1/3/2019)
(1/3/2019)
(1/4/2021)
(1/3/2019)
(3/30/2021)
(1/5/2023)
(7/25/2023)
(1/5/2023)
(1/3/2019)
(1/3/2019)
(3/15/2021)
(1/5/2023)
(2/4/2019)
(1/14/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2018About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed May 2019About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Guy Keith Spieler's CRS (Customer Relationship Summary).
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