Charles Robert Lyons
Professional Summary
Charles Robert Lyons is a registered financial advisor currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania. Charles is registered as a RR (Registered Representative) and started their career in finance in 2018. Charles has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS
Contact Information
Main Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428Mailing Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428Phone Number
(877) 738-5841Established
Pennsylvania since 01/25/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | — |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRINCIPAL | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | PRESIDENT & AML OFFICER | 4221461 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/10/2025)
(4/16/2024)
(4/16/2024)
(5/20/2024)
(1/23/2026)
(10/16/2023)
(4/16/2024)
(5/22/2024)
(4/16/2024)
(9/24/2025)
(4/16/2024)
(4/16/2024)
(4/16/2024)
(4/16/2024)
(4/16/2024)
(2/20/2024)
(4/16/2024)
(4/16/2024)
(4/17/2024)
(1/21/2026)
(10/16/2023)
(9/2/2026)
(4/16/2024)
(10/2/2024)
(4/16/2024)
(4/16/2024)
(10/16/2023)
(4/16/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2022About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles Robert Lyons's CRS (Customer Relationship Summary).
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