Ann Marie Marshall
Professional Summary
Ann Marie Marshall is a registered financial advisor currently at CRITO CAPITAL LLC located in New York, New York. Ann is registered as a RR (Registered Representative) and started their career in finance in 2014. Ann has worked at 1 firm and has passed the Series 63, SIE, Series 79, Series 82 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
CRITO CAPITAL LLC
Contact Information
Main Address
8 Wright Street Suite 107, Westport, CT 06880Mailing Address
8 Wright Street Suite 107, Westport, CT 06880Phone Number
(203) 423-5600Established
Connecticut since 05/23/2011Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
Small# of Employees
2FINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/31/2016)
(3/24/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2018About the Series 79 examSeries 82 — Limited Representative-Private Securities Offerings
Passed Mar 2014About the Series 82 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ann Marie Marshall's CRS (Customer Relationship Summary).
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