Theodore Jones Gillman
Professional Summary
Theodore Jones Gillman, who also goes by Ted Gillman, Theodore J Gillman, is a registered financial advisor currently at CRITO CAPITAL ADVISERS LLC located in Westport, Connecticut and CRITO CAPITAL LLC located in New York, New York. Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Theodore has worked at 7 firms and has passed the Series 63, Series 65, Series 99TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Gillman, Theodore J Gillman
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Current Firm
CRITO CAPITAL ADVISERS LLC
Contact Information
Main Address
8 Wright Street Suite 107, Westport, CT 06880Phone Number
(203) 423-5600# of Employees
3Documents
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(4/12/2019)
(9/11/2019)
(1/2/2013)
(8/27/2024)
(1/2/2018)
(7/24/2019)
(7/23/2015)
(9/23/2019)
(6/3/2021)
(1/21/2025)
(4/17/2013)
(12/2/2024)
(5/6/2021)
(6/9/2020)
(5/2/2021)
(9/2/2021)
(5/20/2021)
(4/16/2015)
(6/4/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2016About the Series 50 examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2012About the Series 79 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Nov 2021About the Series 54 examSRO Registrations
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Jones Gillman's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
