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MM

Matthew J. Morris

E&J SECURITIES
NEW YORK, NY 10038
Some features on this profile are disabled
CRD#: 6204416
MM

Professional summary

Matthew John Morris is a registered financial professional currently at E&J SECURITIES CORP. located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 1 firm and has passed the Series 19 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew John Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2017 - Present

E&J SECURITIES CORP.

Office #1: C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
BD
CRD#: 37452
NEW YORK, NY
Past

June 19, 2014 - August 22, 2014

E&J SECURITIES CORP.

BD
CRD#: 37452
NEW YORK, NY
Past

June 7, 2013 - August 6, 2013

E&J SECURITIES CORP.

BD
CRD#: 37452
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 19
Date: 10/12/2017
NYSE Floor Clerk - Equities Examination
SRO Registrations
RR
New York Stock Exchange

Current Firm

ES
E&J SECURITIES CORP.
E&J SECURITIES CORP.

CRD#: 37452 / SEC#: , 8-47773

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
Phone number
(212) 306-2510
Established
New York since 10/21/1994
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CURRAN, EDWARD MICHAELPRES/DIR/SECY/TREAS/CEO/CCO1782784
BELL, DUNCAN DAVIDSALES SUPERVISOR1486257
CHUN, YUENNAFINOP/COO2219603

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

E&J SECURITIES CORP.

CRD#: 37452New York, NY 10038

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