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Edward Michael Curran

E&J SECURITIES
NEW YORK, NY
·CRD# 1782784·31 years experience

Professional Summary

Edward Michael Curran, who also goes by Edward M Curran, Edward Micahel Curran, is a registered financial advisor currently at E&J SECURITIES CORP. located in New York, New York. Edward is registered as a RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 1 firm and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward M Curran, Edward Micahel Curran

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

E&J SECURITIES CORP.·CRD# 37452
BD
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
April 7, 1995 - Present

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Current Firm

ES
E&J SECURITIES CORP.

E&J SECURITIES CORP.

CRD#: 37452 / SEC#: 8-47773
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038

Mailing Address

C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038

Phone Number

(212) 306-2510

Established

New York since 10/21/1994

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CURRAN, EDWARD MICHAELPRES/DIR/SECY/TREAS/CEO/CCO1782784
BELL, DUNCAN DAVIDSALES SUPERVISOR1486257
CHUN, YUENNAFINOP/COO2219603

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Feb 2013About the Series 99 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward Michael Curran's CRS (Customer Relationship Summary).

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