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Yuen Na Chun

E&J SECURITIES
NEW YORK, NY
·CRD# 2219603·34 years experience

Professional Summary

Yuen Na Chun, who also goes by Yuen Na Kong, is a registered financial advisor currently at E&J SECURITIES CORP. located in New York, New York and OLDEN LANE SECURITIES, LLC located in Bridgewater, New Jersey. Yuen Na is registered as a RR (Registered Representative) and started their career in finance in 1992. Yuen Na has worked at 39 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yuen Na Kong

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

E&J SECURITIES CORP.·CRD# 37452
BD
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
April 18, 2002 - Present
OLDEN LANE SECURITIES, LLC·CRD# 173847
BD
100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807
June 12, 2015 - Present
BLUEPATH CAPITAL LLC·CRD# 307474
BD
1. 39 Mesa Street Suite 103, San Francisco, CA 941292. 39 Mesa Street Suite 103, San Francisco, CA 94129
August 14, 2020 - Present
TOCQUEVILLE SECURITIES L.P.·CRD# 26001
BD
40 West 57th Street 19th Floor, New York, NY, 10019
July 26, 2023 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC·CRD# 104369
BD
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
September 5, 2025 - Present
COLLECTABLE SECURITIES·CRD# 315939
BD
484 Broome Street, New York, NY 10013
December 26, 2025 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC·CRD# 104369
BD
Morristown, NJ
April 21, 2023 - July 31, 2023
KAWA SECURITIES LLC·CRD# 307917
BD
Hallandale Beach, FL
August 29, 2022 - November 7, 2022
DEALMAKER SECURITIES·CRD# 315324
BD
Melville, NY
July 21, 2022 - January 9, 2023
ICR CAPITAL LLC·CRD# 174952
BD
New York, NY
August 2, 2019 - December 15, 2020
OPENDEAL BROKER LLC·CRD# 297797
BD
New York, NY
March 8, 2019 - December 15, 2020
OPPORTUNE PARTNERS LLC·CRD# 293414
BD
Houston, TX
October 2, 2018 - October 31, 2018
DEALER SOLUTIONS NORTH AMERICA LLC·CRD# 286268
BD
New York, NY
September 29, 2017 - December 16, 2020
BCG SECURITIES, INC.·CRD# 70
BD
Cherry Hill, NJ
April 4, 2017 - September 5, 2018
OTR GLOBAL TRADING LLC·CRD# 138116
BD
Purchase, NY
July 12, 2016 - December 22, 2020
CLEARPOOL EXECUTION SERVICES, LLC·CRD# 168490
BD
New York, NY
June 27, 2016 - April 30, 2020
PREP SECURITIES, LLC·CRD# 188522
BD
New York, NY
June 10, 2016 - May 1, 2018
PROPELLR SECURITIES LLC·CRD# 171800
BD
Brooklyn, NY
April 7, 2016 - February 25, 2020
GROTON SECURITIES LLC·CRD# 126600
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Old Westbury, NY
March 4, 2016 - August 23, 2016
WOMBAT CAPITAL MARKETS LLC·CRD# 162699
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New York, NY
March 3, 2016 - August 23, 2016
ZANBATO SECURITIES LLC·CRD# 279028
BD
Mountain View, CA
February 23, 2016 - March 8, 2025
SENAHILL SECURITIES, LLC·CRD# 166477
BD
New York, NY
February 16, 2016 - July 14, 2016
SHOREBRIDGE CAPITAL SECURITIES, LLC·CRD# 269991
BD
Summit, NJ
February 4, 2016 - January 6, 2017
SANTANDER US CAPITAL MARKETS LLC·CRD# 150696
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New York, NY
August 14, 2013 - July 8, 2014
PIERPONT CAPITAL ADVISORS LLC·CRD# 108424
BD
New York, NY
August 13, 2013 - September 30, 2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.·CRD# 8010
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New York, NY
July 19, 2013 - March 26, 2014
WHITEHALL CAPITAL MARKETS LLC·CRD# 158885
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Miami Beach, FL
December 12, 2012 - January 4, 2021
PIERPONT CAPITAL ADVISORS LLC·CRD# 108424
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New York, NY
September 14, 2012 - April 29, 2013
CITIC SECURITIES INTERNATIONAL USA, LLC·CRD# 158266
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New York, NY
March 26, 2012 - August 1, 2017
FIXCENTER, LLC·CRD# 153759
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Astoria, NY
January 30, 2012 - December 14, 2020
CREATIS CAPITAL LLC·CRD# 131986
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Cape Elizabeth, ME
July 11, 2011 - December 4, 2014
KEPLER CAPITAL MARKETS, INC.·CRD# 139148
BD
New York, NY
June 7, 2006 - April 27, 2015
OLSEN SECURITIES CORP.·CRD# 33072
BD
Cortlandt Manor, NY
December 28, 2000 - October 6, 2005
IPO.COM SECURITIES, INC.·CRD# 104007
BD
New York, NY
October 9, 2000 - June 26, 2003
WILLIAMS TRADING LLC·CRD# 43678
BD
Westport, CT
June 11, 1998 - November 20, 2001
AXES AMERICA LLC·CRD# 42843
BD
New York, NY
May 28, 1998 - November 3, 1998
WILSON HTM (USA) INC.·CRD# 42900
BD
New York, NY
March 19, 1998 - June 15, 1999
CYGNI SECURITIES, LLC·CRD# 42926
BD
Costa Mesa, CA
November 7, 1997 - March 24, 1998
WORLDSEC INTERNATIONAL SECURITIES INC.·CRD# 36328
BD
New York, NY
June 21, 1994 - July 24, 1998
MMG FINANCIAL SERVICES, LTD.·CRD# 28251
BD
New York, NY
July 1, 1992 - July 19, 1994
EAGLE ROCK CAPITAL GROUP, INC.·CRD# 29869
BD
Roseland, NJ
May 20, 1992 - August 14, 1992

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Current Firm

CS
COLLECTABLE SECURITIES

COLLECTABLE SECURITIES

CRD#: 315939 / SEC#: 8-70774
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

484 Broome Street, New York, NY 10013

Mailing Address

484 Broome Street, New York, NY 10013

Phone Number

(631) 252-8577

Established

Delaware since 07/09/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
COLLECTABLE TECHNOLOGIES INCDIRECT OWNER—
CHUN, YUEN NAFINOP2219603
MINGUEZ, MARIA LOPRESTICHIEF COMPLIANCE OFFICER, CEO1919807

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1992About the Series 27 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Yuen Na Chun's CRS (Customer Relationship Summary).

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