Duncan David Bell
Professional Summary
Duncan David Bell is a registered financial advisor currently at E&J SECURITIES CORP. located in New York, New York. Duncan is registered as a RR (Registered Representative) and started their career in finance in 1993. Duncan has worked at 10 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 25, Series 7, Series 10, Series 24 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
E&J SECURITIES CORP.
Contact Information
Main Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038Phone Number
(212) 306-2510Established
New York since 10/21/1994Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/9/2008)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2008Series 25 — NYSE Trading Assistant Examination
Passed Dec 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 12 — NYSE Branch Manager Examination
Passed Mar 1993SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Duncan David Bell's CRS (Customer Relationship Summary).
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