Christopher R. Hendricks
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES | Planning Consultant
WHEATON, IL 60189
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CRD#: 6102413
Professional summary
Christopher Robert Hendricks, who also goes by Chris R Hendricks, Christopher R Hendricks, Christopher Robert Hendricks, Christopher Hendricks, Christopher R. Hendricks, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Wheaton, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
I support multiple Financial Consultants to help clients with financial planning for the future. We work as a team to help find strategies for our client's short-term and long-term financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris R Hendricks | Christopher R Hendricks | Christopher Robert Hendricks | Christopher Hendricks | Christopher R. Hendricks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Robert Hendricks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert Hendricks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Indiana University
Bachelor of Arts (BA) - Telecommunications
2006
Experience
Current
March 26, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 55 East Loop Road Suite 101, Wheaton, IL 60189RIA
BD
CRD#: 20472
WHEATON, IL
Current
March 26, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 55 East Loop Road Suite 101, Wheaton, IL 60189RIA
BD
CRD#: 20472
WHEATON, IL
Past
November 5, 2024 - February 18, 2026
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ELMHURST, IL
Past
November 5, 2024 - February 18, 2026
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ELMHURST, IL
Past
October 17, 2022 - November 1, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SCHAUMBURG, IL
Past
June 23, 2022 - November 1, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SCHAUMBURG, IL
Past
October 1, 2012 - April 7, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PALATINE, IL
Past
September 18, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PALATINE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/26/2026)
IAR
Alabama(3/26/2026)
RR
Alaska(3/26/2026)
RR
Arizona(3/26/2026)
RR
Arkansas(3/26/2026)
RR
California(3/26/2026)
RR
Colorado(3/26/2026)
RR
Connecticut(3/26/2026)
RR
Delaware(3/26/2026)
RR
District of Columbia(3/26/2026)
RR
Florida(3/26/2026)
RR
Georgia(3/26/2026)
RR
Hawaii(3/26/2026)
RR
Idaho(3/26/2026)
RR
Illinois(3/26/2026)
IAR
Illinois(3/26/2026)
RR
Indiana(3/26/2026)
RR
Iowa(3/26/2026)
RR
Kansas(3/26/2026)
RR
Kentucky(3/26/2026)
RR
Louisiana(3/26/2026)
RR
Maine(3/26/2026)
RR
Maryland(3/26/2026)
RR
Massachusetts(3/26/2026)
RR
Michigan(3/26/2026)
RR
Minnesota(3/26/2026)
RR
Mississippi(3/26/2026)
RR
Missouri(3/26/2026)
RR
Montana(3/26/2026)
RR
Nebraska(3/26/2026)
RR
Nevada(3/26/2026)
RR
New Hampshire(3/26/2026)
RR
New Jersey(3/26/2026)
RR
New Mexico(3/26/2026)
RR
New York(3/26/2026)
RR
North Carolina(3/26/2026)
RR
North Dakota(3/26/2026)
RR
Ohio(3/26/2026)
RR
Oklahoma(3/26/2026)
RR
Oregon(3/26/2026)
RR
Pennsylvania(3/26/2026)
RR
Rhode Island(3/26/2026)
RR
South Carolina(3/26/2026)
RR
South Dakota(3/26/2026)
RR
Tennessee(3/26/2026)
RR
Texas(3/26/2026)
IAR
Texas(3/26/2026)
RR
Utah(3/26/2026)
RR
Vermont(3/26/2026)
IAR
Vermont(3/26/2026)
RR
Virginia(3/26/2026)
RR
Washington(3/26/2026)
RR
West Virginia(3/26/2026)
RR
Wisconsin(3/26/2026)
RR
Wyoming(3/26/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Planning ConsultantCRD#: 20472Wheaton, IL 60189TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
