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Eloho Isimeme Ovhori

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
CHARLOTTE, NC
·CRD# 8201407·1 year experience

Professional Summary

Eloho Isimeme Ovhori, who also goes by Eloho Isimeme Ovu, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Charlotte, North Carolina and NUVEEN SECURITIES, LLC located in Charlotte, North Carolina. Eloho is registered as a RR (Registered Representative) and started their career in finance in 2026. Eloho has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eloho Isimeme Ovu

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
BD
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262
May 30, 2026 - Present
NUVEEN SECURITIES, LLC·CRD# 469
BD
8500 Andrew Carnegie Blvd., Charlotte, NC 28262
July 7, 2026 - Present

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Current Firm

NUVEEN SECURITIES, LLC
NUVEEN SECURITIES, LLC

JOHN NUVEEN & CO., INCORPORATED | NUVEEN SECURITIES, LLC | NUVEEN SECURITIES - USED ON SALES AND MARKETING LITERATURE | NUVEEN INVESTMENTS, LLC | NUVEEN INVESTMENTS

CRD#: 469 / SEC#: 8-13464
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 West Wacker Drive, Chicago, IL 60606-1286

Mailing Address

333 West Wacker Drive, Chicago, IL 60606-1286

Phone Number

(312) 917-7700

Established

Delaware since 09/07/1967

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NUVEEN INVESTMENTS, INC.MANAGING MEMBER—
CARLIN, JEFFREY DENNISCHIEF EXECUTIVE OFFICER2684780
OVHORI, ELOHO ISIMEMECHIEF FINANCIAL OFFICER8201407
SATRE, LUCAS ARTHURGENERAL COUNSEL2208099
SMITH, SHANITA SPIVEYCHIEF COMPLIANCE OFFICER5174146

Disclosures

Regulatory Event

7

Civil Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2026About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2026About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed May 2026About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eloho Isimeme Ovhori's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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