Niladri Mukherjee
Professional Summary
Niladri Mukherjee, who also goes by Neel Mukherjee, Niladri Nmn Mukherjee, is a registered financial advisor currently at TIAA WEALTH INVESTMENT MANAGEMENT LLC located in Hoboken, New Jersey and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in New York, New York. Niladri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Niladri has worked at 3 firms and has passed the Series 66, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Neel Mukherjee, Niladri Nmn Mukherjee
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
TIAA WEALTH INVESTMENT MANAGEMENT LLC
Contact Information
Main Address
730 Third Ave, New York, NY 10017-3206Phone Number
(212) 490-9000# of Employees
5SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TIAA WEALTH INVESTMENT MANAGEMENT LLC
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Niladri Mukherjee's CRS (Customer Relationship Summary).
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