Dana R. Arvanites
THE DALA GROUP
HOFFMAN ESTATES, IL 60169
CRD#: 7242118
Dana Rose ArvanitesTHE DALA GROUP
Why Work With Dana
Professional summary
Dana Rose Arvanites is a registered financial advisor THE DALA GROUP, LLC. Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Dana holds a CFP® Certification and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Always Fiduciary
Paid By: AUM %
Min. Asset: $500K–$1M
50–100 clients
Serves: Pre-Retirees
Serves: Retirees
Serves: Young Professionals & New Investors
Serves: Financial Planning for Women
Services Offered
Tax Planning
Retirement Planning
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dana Rose Arvanites's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
DePaul University
BA - Political Science
2010
University of San Francisco
MA - Public Affairs
2011
Northwestern University
MA - Communications
2018
Experience
Current
March 3, 2026 - Present
THE DALA GROUP, LLC
Office #1: 2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169RIA
CRD#: 291828
HOFFMAN ESTATES, IL
Past
July 19, 2021 - March 4, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OAK BROOK, IL
Past
January 5, 2021 - March 4, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TD
THE DALA GROUP, LLC
THE DALA GROUP, LLC
CRD#: 291828 / SEC#: 801-127948
RIA
Registered Investment Advisory firm - (5/5/2023 Approved)Illinois
Registered Investment Advisory firm - (5/8/2023 Terminated)Texas
Registered Investment Advisory firm - (5/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/3/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TD
THE DALA GROUP, LLC
THE DALA GROUP, LLC
CRD#: 291828 / SEC#: 801-127948
RIA
Registered Investment Advisory firm - (5/5/2023 Approved)Illinois
Registered Investment Advisory firm - (5/8/2023 Terminated)Texas
Registered Investment Advisory firm - (5/8/2023 Terminated)Loading...
Contact information
Main Address
2815 Forbs Ave, Suite 107, Hoffman Estates, IL 60192
Mailing Address
Phone number
(847) 485-0248
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,080 |
| AUM (Assets Under Management) | $ 265,216,193 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
