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Julian Mauro D Ambrosi

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
NEW YORK, NY
·CRD# 4729324·22 years experience

Professional Summary

Julian Mauro D Ambrosi, who also goes by Julian Mauro D Ambrosi, Julian D Ambrosi, Julian M D'ambrosi, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in New York, New York. Julian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Julian has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Julian Mauro D Ambrosi, Julian D Ambrosi, Julian M D'ambrosi

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
BD
1. 730 Third Avenue Nyc Hub, New York, NY 100172. Brooklyn, NY
January 9, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
BD
1. 730 Third Avenue Nyc Hub, New York, NY 100172. Brooklyn, NY
January 9, 2026 - Present
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Jersey City, NJ
November 19, 2020 - December 16, 2025
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC·CRD# 17053
BD
San Juan, PR
July 16, 2020 - August 19, 2022
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Jersey City, NJ
July 24, 2018 - December 16, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
New York, NY
October 1, 2012 - July 14, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2012 - July 14, 2014
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
New York, NY
February 16, 2006 - July 27, 2006
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
New York, NY
November 28, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
New York, NY
December 2, 2003 - October 1, 2012

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Current Firm

TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES

CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

730 Third Avenue, New York, NY 10017-3206

Mailing Address

8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500

Phone Number

(704) 988-3565

Established

Delaware since 01/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

1,293

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADVICE & PLANNING SERVICES PORTFOLIO ADVISOR WRAP FEE PROGRAM - MARCH 31, 2026 (4/21/2026)

Direct owners and executive officers

NamePositionCRD#
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICASOLE OWNER OF APPLICANT—
ABBOTT, ROSS HAMLETCHIEF OPERATING OFFICER, ELECTED MANAGER2756063
BARNHILL, HELEN GWYNCHIEF LEGAL OFFICER2574877
BELLUCCI, RAYMOND JOHNELECTED MANAGER1807977
D AMBROSI, JULIAN MAUROPRESIDENT, CEO, ELECTED MANAGER4729324
DEATS, JAMES JELECTED MANAGER4895304
HEASLIP, DEREK JAMESELECTED MANAGER6318596
INTIHAR, JEREMY ROSSCHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER5040823
LEWIS, BENJAMIN HERBERTELECTED MANAGER1687894
MUKHERJEE, NILADRIELECTED MANAGER5227234
OVHORI, ELOHO ISIMEMECHIEF FINANCIAL OFFICER8201407
SARAVANAN, SHANKARVICE PRESIDENT, ELECTED MANAGER7789140
STICKROD, CHRISTOPHER EUGENEELECTED MANAGER4627958
WEINSTEIN, SCOTT WILLIAMCHIEF COMPLIANCE OFFICER - BROKER DEALER4324014

Regulatory Assets Under Management

Total Number of Accounts

72,503

AUM (Assets Under Management)

$37,928,601,788

Disclosures

Regulatory Event

8

Arbitration

4

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/23/2026Cover PageReport
01/22/2026Cover PageReport
01/23/2025Cover PageReport
12/13/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CREATIVE ART WORKS POSITION: Vice Chair / Member of Finance Committee NATURE: Since 1986, we've been at the forefront of change within our urban community - empowering young people through arts programming that incorporates... creative expression, academic enrichment and community engagement. We put creative art to work, helping young people develop the personal and professional skills to meaningfully shape their futures for the better. The organization works directly with schools to offer programs, sponsors public art work and also paid teacher assistance programs. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: 100 W. 33rd Street, Suite 1026, New York NY 10001, United States DESCRIPTION: The Vice Chair supports the President and steps in when needed to ensure continuity of leadership. Delegation: Performs the duties of the President in their absence or disability. Finance Committee: Member of the Finance Committee to work with Management in building the annual budget and regularly reviewing financial statements and ensuring proper stewardship of funds. Special Projects: Chairs specific committees or leads strategic task forces as needed.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES

CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(1/9/2026)
RR
New York
(1/9/2026)
IAR
New York
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2020About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Julian Mauro D Ambrosi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Julian Mauro D Ambrosi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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