Michael D. Yeager

PACER FINANCIAL

Malvern, PA 19355

Some features on this profile are disabled

CRD#: 6099538

Professional summary

Michael Daniel Yeager is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Daniel Yeager's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2017 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355

CRD#: 137040

Malvern, PA

Past

January 14, 2016 - October 4, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

CHICAGO, IL

Past

September 29, 2014 - January 5, 2016

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

NEW YORK, NY

Past

March 20, 2014 - September 22, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BALA CYNWYD, PA

Past

March 20, 2014 - September 22, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

BALA CYNWYD, PA

Past

November 27, 2013 - March 7, 2014

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

October 1, 2013 - March 7, 2014

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

MARLTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/19/2017)

Pennsylvania
(9/19/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PACER FINANCIAL, INC.

CRD#: 137040 / SEC#: , 8-67061

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

500 Chesterfield Parkway, Malvern, PA 19355

Phone number

(610) 644-8100

Established

Pennsylvania since 03/23/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THOMSON, JOE MCKEE	PRESIDENT	718569
OHARA, SEAN EDWARD	DIRECTOR	1312483
BRADBARD, ASHLEE ANN THOMSON	SR. VICE PRESIDENT	5761850
THOMSON, JOANN MARIE	SECRETARY/TREASURER	5086499
ZELLER, KIMBERLY L. T.	VICE PRESIDENT	5774669
JOHNSON, JEFFREY SHAWN	CHIEF COMPLIANCE OFFICER	5508770
MILLER, JOHN STEVENSON	FINOP	2139980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. Yeager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Daniel Yeager's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

SUSQUEHANNA FINANCIAL GROUP, LLLP

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2013

Series 24

Date: 10/3/2023

FINRA

Current Firm

PACER FINANCIAL, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PACER FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors