John Stevenson Miller
Professional Summary
John Stevenson Miller is a registered financial advisor currently at SEVEN POINTS CAPITAL, LLC located in New York, New York and JOSEPH CAPITAL, LLC located in San Juan, undefined. John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 23 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 79, Series 56, Series 55, Series 3, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
CADZ SECURITIES INC
Contact Information
Main Address
309 Bontona Avenue, Ft Lauderdale, FL 33301Mailing Address
309 Bontona Avenue, Ft Lauderdale, FL 33301Phone Number
(773) 456-4584Established
Florida since 03/09/2023Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2015About the Series 79 examSeries 56 — Proprietary Trader Qualification Examination
Passed Aug 2011Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Stevenson Miller's CRS (Customer Relationship Summary).
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