Joe Mckee Thomson
CFP®Professional Summary
Joe Mckee Thomson, CFP®, who also goes by Joe M Thomson, is a registered financial advisor currently at PACER ADVISORS, INC. located in Malvern, Pennsylvania and PACER FINANCIAL, INC. located in Malvern, Pennsylvania. Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Joe has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 24, Series 14 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Investment Planning
- Comprehensive Financial Planning
- Insurance Planning
Other Aliases
Joe M Thomson
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Credentials
Years of Experience
47 years in the financial services industry
Current & Past Employments
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Current Firm
PACER ADVISORS, INC.
Contact Information
Main Address
500 Chesterfield Parkway, Malvern, PA 19355Phone Number
(855) 780-8100# of Employees
24SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
71AUM (Assets Under Management)
$41,843,740,164Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
Primary Firm SEC Registration
PACER ADVISORS, INC.
State Registrations and Notice Filings
(5/16/2006)
(6/19/2006)
(8/29/2007)
(4/26/2006)
(5/22/2006)
(5/16/2006)
(6/21/2006)
(5/25/2006)
(6/16/2006)
(5/18/2006)
(6/8/2006)
(10/29/2007)
(9/12/2007)
(7/18/2006)
(5/22/2006)
(5/5/2006)
(10/10/2007)
(5/9/2006)
(4/28/2006)
(6/5/2006)
(5/22/2006)
(5/23/2006)
(8/2/2006)
(9/27/2007)
(8/27/2007)
(9/26/2007)
(6/1/2006)
(9/13/2007)
(6/26/2006)
(4/26/2006)
(8/27/2007)
(10/4/2007)
(3/24/2006)
(3/29/2006)
(4/27/2006)
(5/15/2006)
(2/21/2008)
(6/20/2006)
(5/10/2006)
(9/18/2007)
(10/18/2007)
(5/2/2006)
(5/16/2006)
(8/27/2007)
(8/27/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 40 — Registered Principal Examination
Passed Jan 1979SRO Registrations
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Joe Mckee Thomson's CRS (Customer Relationship Summary).
Services Offered by Joe
- Retirement Planning
- Investment Planning
- Comprehensive Financial Planning
- Insurance Planning
Similar Advisors
SHERPA CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
OSAIC WEALTH, INC.
