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Lawrence Earl Springer
AdvisorCheck Check Mark

Lawrence E. Springer

SHERPA CAPITAL MANAGEMENT
HOCKESSIN, DE 19707
CRD#: 868675
Lawrence Earl Springer
AdvisorCheck Check Mark

Professional summary

Lawrence Earl Springer, CFP®, who also goes by Larry Springer, is a registered financial advisor currently at SHERPA CAPITAL MANAGEMENT located in Hockessin, Delaware.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Lawrence has worked at 13 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 1 exams.

Question & Answer

What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Employee and Employer Plan Ben...
Long-term Care
Retirement Income Management
Estate Planning
Are you a "fiduciary"?
Yes

Aliases

Larry Springer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Earl Springer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Experience

Current

January 27, 2026 - Present

SHERPA CAPITAL MANAGEMENT

Office #1: 722 Yorklyn Road Suite 300, Hockessin, DE 19707
RIA
CRD#: 336739
HOCKESSIN, DE
Past

January 19, 2024 - January 30, 2026

OSAIC WEALTH, INC.

RIA
CRD#: 23131
HOCKESSIN, DE
Past

January 19, 2024 - January 30, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
HOCKESSIN, DE
Past

June 23, 2010 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
HOCKESSIN, DE
Past

June 23, 2010 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
HOCKESSIN, DE
Past

September 3, 2008 - July 8, 2010

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
OLD BRIDGE, NJ
Past

August 29, 2008 - July 8, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
OLD BRIDGE, NJ
Past

December 1, 2006 - August 26, 2008

OSAIC WEALTH, INC.

BD
CRD#: 23131
WEST LONG BRANCH, NJ
Past

August 9, 2004 - September 18, 2008

INVESTMENT ADVISORS ASSET MANAGEMENT, LLC

RIA
CRD#: 128716
OLD BRIDGE, NJ
Past

April 3, 2003 - December 14, 2004

IAC ADVISORY SERVICES, INC

RIA
CRD#: 122000
OCEAN, NJ
Past

April 18, 2002 - December 4, 2006

INVESTMENT ADVISORS & CONSULTANTS, INC.

BD
CRD#: 7996
RUMSON, NJ
Past

December 20, 2001 - April 11, 2002

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

May 8, 2000 - December 17, 2001

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

July 19, 1999 - February 24, 2000

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

April 3, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

April 3, 1996 - July 13, 1999

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

July 23, 1979 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

BD
CRD#: 2873
NEW YORK, NY
Past

July 23, 1979 - March 21, 1996

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SHERPA CAPITAL MANAGEMENT
SHERPA CAPITAL MANAGEMENT | SHERPA CAPITAL MANAGEMENT, LLC

CRD#: 336739 / SEC#: 801-133748

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(1/27/2026)
IAR
New Jersey
(1/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/7/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/7/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/5/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 7/10/1979
Registered Representative Examination

Current Firm

SC
SHERPA CAPITAL MANAGEMENT
SHERPA CAPITAL MANAGEMENT | SHERPA CAPITAL MANAGEMENT, LLC

CRD#: 336739 / SEC#: 801-133748

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)
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Contact information

Main Address
Jupiter, FL
Mailing Address
Phone number
(302) 235-1284
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SHERPA CAPITAL MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/24/2025)

Regulatory assets under management

Total Number of Accounts503
AUM (Assets Under Management)$ 106,510,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHERPA CAPITAL MANAGEMENT

CRD#: 336739Hockessin, DE 19707

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