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CS

Collin Schiffer

DRIVEWEALTH
New York, NY 10005
Some features on this profile are disabled
CRD#: 6074067
CS

Professional summary

Collin Schiffer is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.

Collin is registered as a RR (Registered Representative) and started their career in finance in 2012. Collin has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Collin Schiffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2021 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005
BD
CRD#: 165429
New York, NY
Current

March 21, 2024 - Present

DRIVEWEALTH INSTITUTIONAL LLC

Office #1: 11 Wall Street, New York, NY 10005
BD
CRD#: 33038
New York, NY
Past

August 29, 2012 - September 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
JACKSONVILLE, FL
Past

August 3, 2012 - September 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/1/2021)
RR
New Jersey
(10/1/2021)
RR
New York
(3/19/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/28/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/31/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/23/2023
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

DI
DRIVEWEALTH INSTITUTIONAL LLC
CUTTONE & CO., INC. | DRIVEWEALTH INSTITUTIONAL LLC | CUTTONE & CO., LLC

CRD#: 33038 / SEC#: , 8-31461

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
11 Wall Street, New York, NY 10005
Mailing Address
28 Liberty Street 50th Floor, New York, NY 10005
Phone number
(646) 943-5400
Established
New York since 10/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS INC.SOLE MEMBER
BLANGIARDO, ALESSIOFINANCIAL & OPERATIONS PRINCIPAL5600541
ILARIO, ANTHONYCHIEF OPERATING OFFICER2262100
MADARASZ, RONALD JOHNSENIOR MANAGER, INSTITUTIONAL SALES & TRADING1769473
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610
TZANETEAS, ALEC MICHAELCHIEF COMPLIANCE OFFICER6983736

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038New York, NY 10005

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