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Jacques C Adrien

DRIVEWEALTH
New York, NY
·CRD# 2996942·7 years experience

Professional Summary

Jacques C Adrien, who also goes by Jacques C Adrien Jr, Jacques Carlo Adrien Jr, Jacques Adrien, is a registered financial advisor currently at DRIVEWEALTH, LLC located in New York, New York. Jacques is registered as a RR (Registered Representative) and started their career in finance in 2019. Jacques has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jacques C Adrien Jr, Jacques Carlo Adrien Jr, Jacques Adrien

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

DRIVEWEALTH, LLC·CRD# 165429
BD
28 Liberty Street 50th Floor, New York, NY, 10005
April 2, 2025 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
July 13, 2023 - March 25, 2025
AFS SECURITIES, LLC·CRD# 171819
BD
Boston, MA
December 12, 2022 - November 14, 2023
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
April 9, 2021 - June 3, 2024
SOLIUM FINANCIAL SERVICES LLC·CRD# 147933
BD
Woodcliff Lake, NJ
December 2, 2020 - December 7, 2020
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
May 17, 2019 - March 25, 2025

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Current Firm

DL
DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: 8-69161
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone Number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS, INC.SOLE MEMBER—
FORTUNE, JEFFREY JOHNFINOP3108400
ILARIO, ANTHONYCOO2262100
LAMKE, JAMES DANIELCHIEF COMPLIANCE OFFICER1418047
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed May 2019About the Series 27 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jacques C Adrien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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