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Barry Scott Metzger

DRIVEWEALTH
New York, NY
·CRD# 4719211·22 years experience

Professional Summary

Barry Scott Metzger, who also goes by Barry Metzger, is a registered financial advisor currently at DRIVEWEALTH, LLC located in New York, New York. Barry is registered as a RR (Registered Representative) and started their career in finance in 2003. Barry has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barry Metzger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

DRIVEWEALTH, LLC·CRD# 165429
BD
1. 28 Liberty Street 50th Floor, New York, NY, 100052. 227 W Monroe St 21st Floor, Chicago, IL 60606
November 24, 2025 - Present
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
November 24, 2025 - February 10, 2026
TD AMERITRADE, INC.·CRD# 7870
RIA
Chicago, IL
May 10, 2021 - October 14, 2022
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
October 13, 2020 - December 31, 2023
SCHWAB WEALTH ADVISORY, INC.·CRD# 159035
RIA
Chicago, IL
December 20, 2019 - January 9, 2020
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Chicago, IL
January 13, 2015 - November 14, 2025
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Chicago, IL
October 15, 2014 - November 14, 2025
OPTIONSXPRESS, INC.·CRD# 103849
BD
Chicago, IL
August 10, 2012 - January 2, 2018
BROKERSXPRESS LLC·CRD# 127081
RIA
Chicago, IL
April 5, 2006 - December 3, 2012
BROKERSXPRESS LLC·CRD# 127081
BD
Chicago, IL
April 5, 2006 - December 7, 2012
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Chicago, IL
December 15, 2003 - March 29, 2006
MORGAN STANLEY DW INC.·CRD# 7556
BD
Chicago, IL
December 4, 2003 - March 29, 2006

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Current Firm

DL
DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: 8-69161
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone Number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS, INC.SOLE MEMBER—
FORTUNE, JEFFREY JOHNFINOP3108400
ILARIO, ANTHONYCOO2262100
LAMKE, JAMES DANIELCHIEF COMPLIANCE OFFICER1418047
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2003About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jan 2004About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2013About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Barry Scott Metzger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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