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VQ

Vincent Joseph Quinones

DRIVEWEALTH

New York, NY

·CRD# 4308610·33 years experience

Professional Summary

Vincent Joseph Quinones, who also goes by VIncent Quinones, is a registered financial advisor currently at DRIVEWEALTH, LLC located in New York, New York. Vincent is registered as a RR (Registered Representative) and started their career in finance in 1993. Vincent has worked at 4 firms and has passed the Series 63, Series 57TO, Series 62, Series 99TO, SIE, Series 55, Series 7, Series 7A, Series 10, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent Quinones

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

DRIVEWEALTH, LLC·CRD# 165429

BD

1. 28 Liberty Street 50th Floor, New York, NY, 100052. 11 Wall Street Trading Floor, New York, NY 10005

December 11, 2023 - Present

AGILE PT GROUP LLC·CRD# 155177

BD

New York, NY

October 24, 2011 - October 16, 2012

DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038

BD

New York, NY

April 18, 2011 - December 17, 2025

FARINA & ASSOCIATES, INC.·CRD# 32830

BD

New York, NY

August 26, 2010 - April 18, 2011

DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038

BD

New York, NY

February 26, 1993 - September 23, 2010

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Current Firm

DL

DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: 8-69161

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone Number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DRIVEWEALTH HOLDINGS, INC.	SOLE MEMBER	—
FORTUNE, JEFFREY JOHN	FINOP	3108400
ILARIO, ANTHONY	COO	2262100
LAMKE, JAMES DANIEL	CHIEF COMPLIANCE OFFICER	1418047
METZGER, BARRY SCOTT	CHIEF EXECUTIVE OFFICER	4719211
POND, ERIC	ROSFP	6069469
QUINONES, VINCENT JOSEPH	HEAD OF EXECUTION SERVICES	4308610

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(5/7/2025)

RR

Alaska
(5/7/2025)

RR

Arizona
(5/7/2025)

RR

Arkansas
(5/7/2025)

RR

California
(5/7/2025)

RR

Colorado
(5/7/2025)

RR

Connecticut
(5/7/2025)

RR

Delaware
(5/7/2025)

RR

District of Columbia
(5/7/2025)

RR

Florida
(5/7/2025)

RR

Georgia
(5/7/2025)

RR

Hawaii
(5/7/2025)

RR

Idaho
(5/7/2025)

RR

Illinois
(5/7/2025)

RR

Indiana
(5/7/2025)

RR

Iowa
(5/7/2025)

RR

Kansas
(5/7/2025)

RR

Kentucky
(5/7/2025)

RR

Louisiana
(5/7/2025)

RR

Maine
(5/7/2025)

RR

Maryland
(5/7/2025)

RR

Massachusetts
(7/25/2025)

RR

Michigan
(5/7/2025)

RR

Minnesota
(5/7/2025)

RR

Mississippi
(5/7/2025)

RR

Missouri
(5/7/2025)

RR

Montana
(5/7/2025)

RR

Nebraska
(5/7/2025)

RR

Nevada
(7/25/2025)

RR

New Hampshire
(5/7/2025)

RR

New Jersey
(5/7/2025)

RR

New Mexico
(5/7/2025)

RR

New York
(2/13/2025)

RR

North Carolina
(7/25/2025)

RR

North Dakota
(5/7/2025)

RR

Ohio
(5/8/2025)

RR

Oklahoma
(5/7/2025)

RR

Oregon
(7/25/2025)

RR

Pennsylvania
(5/8/2025)

RR

Puerto Rico
(5/7/2025)

RR

Rhode Island
(5/7/2025)

RR

South Carolina
(5/7/2025)

RR

South Dakota
(5/7/2025)

RR

Tennessee
(5/7/2025)

RR

Texas
(5/7/2025)

RR

Utah
(5/29/2025)

RR

Vermont
(5/7/2025)

RR

Virgin Islands
(5/7/2025)

RR

Virginia
(7/25/2025)

RR

Washington
(5/7/2025)

RR

West Virginia
(5/7/2025)

RR

Wisconsin
(5/7/2025)

RR

Wyoming
(5/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2007

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 7A — Floor Broker Representative Exam

Passed Feb 1995

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 14 — Compliance Officer Examination

Passed Jul 2019About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2002About the Series 24 exam

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Vincent Joseph Quinones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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VQ

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