Konstantin Malyshkin
Professional summary
Konstantin Malyshkin is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Konstantin is registered as a RR (Registered Representative) and started their career in finance in 2015. Konstantin has worked at 4 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Konstantin Malyshkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428August 9, 2021 - July 8, 2026
HOULIHAN LOKEY CAPITAL, INC.
February 1, 2016 - October 2, 2017
FORESIDE FUND SERVICES, LLC
August 13, 2015 - November 23, 2015
TIGRESS FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2026)
(7/20/2026)
Exams
Series 79TO
Date: 8/9/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.