Matthew J. Mancuso
Professional summary
Matthew Joseph Mancuso is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1973. Matthew has worked at 12 firms and has passed the Series 63, Series 41, Series 1, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Joseph Mancuso's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2021 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428August 18, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
December 8, 2003 - September 20, 2016
CANTOR FITZGERALD & CO.
November 1, 2002 - December 11, 2003
ADVEST, INC.
July 1, 1997 - December 6, 1999
FAS WEALTH MANAGEMENT SERVICES, INC.
April 6, 1989 - July 20, 1995
INSTITUTIONAL DIRECT INC.
October 16, 1978 - July 20, 1995
J.P. MORGAN SECURITIES LLC
March 17, 1978 - January 13, 1979
LEHMAN BROTHERS INC.
August 9, 1977 - February 14, 1978
R. W. PRESSPRICH & CO. INCORPORATED
October 17, 1975 - August 30, 1977
KUHN LOEB & CO. INCORPORATED
June 5, 1975 - January 12, 1976
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
February 14, 1973 - April 19, 1975
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2021)
(7/20/2021)
Exams
Series 41
Date: 10/19/1985
NYSE Allied Member ExaminationSeries 1
Date: 2/8/1973
Registered Representative ExaminationSeries 8
Date: 5/27/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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