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MJ

Mark William Jordon Jr

SPEEDTRADER
Katonah, NY
·CRD# 5961342·14 years experience

Professional Summary

Mark William Jordon JR, who also goes by Mark William Jordon, is a registered financial advisor currently at SPEEDTRADER, INC located in Katonah, New York. Mark is registered as a RR (Registered Representative) and started their career in finance in 2011. Mark has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark William Jordon

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

SPEEDTRADER, INC·CRD# 107403
BD
1. 2875 Route 35 Suite 5c-2, Katonah, NY 105362. 2875 Rt 35 Ste 5c-2, Katonah, NY 10536
December 22, 2011 - Present

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Current Firm

SI
SPEEDTRADER, INC

MINT GLOBAL MARKETS, INC. | STOCK USA INVESTMENTS, INC | STOCK USA INVESTMENTS | STOCK USA EXECUTION SERVICES, INC | STOCK USA | SPRINTTRADER | SPEEDTRADERPRO | SPEEDTRADER.COM, INC. | SPEEDTRADER, INC | SPEEDTRADER

CRD#: 107403 / SEC#: 8-53035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Mailing Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Phone Number

(845) 531-2487

Established

New York since 06/30/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MINT GLOBAL HOLDINGS, INC.PARENT COMPANY—
ELY, JOSEPH LEOCEO2936519
HALL, BRIAN DANIELFINOP4174803
JORDON, MARK WILLIAM JRCCO5961342
RAINBEAU, DAVIDCOO2964016

Disclosures

Regulatory Event

21

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(2/25/2014)
RR
New Mexico
(2/24/2014)
RR
New York
(4/13/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2012About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2013

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2012About the Series 24 exam
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark William Jordon JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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