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Brian Daniel Hall

SPEEDTRADER
KATONAH, NY
·CRD# 4174803·26 years experience

Professional Summary

Brian Daniel Hall is a registered financial advisor currently at SPEEDTRADER, INC located in Katonah, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

SPEEDTRADER, INC·CRD# 107403
BD
2875 Rt 35 Ste 5c-2, Katonah, NY 10536
August 28, 2020 - Present
PROTRADE SECURITIES, LLC·CRD# 149536
BD
Carmel, NY
May 22, 2009 - February 7, 2011
ORION TRADING, LLC·CRD# 43932
BD
Winter Park, FL
July 29, 2005 - April 26, 2006
TRADEDESK FINANCIAL CORP.·CRD# 133707
BD
New York City, NY
May 31, 2005 - July 7, 2005
SPEEDTRADER, INC·CRD# 107403
BD
Katonah, NY
November 13, 2001 - May 9, 2007
BLACKLAKE SECURITIES CORPORATION·CRD# 104128
BD
New York, NY
May 21, 2001 - April 11, 2007
COMPUTER CLEARING SERVICES INC·CRD# 20776
BD
Glendale, CA
June 22, 2000 - July 31, 2001

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Current Firm

SI
SPEEDTRADER, INC

MINT GLOBAL MARKETS, INC. | STOCK USA INVESTMENTS, INC | STOCK USA INVESTMENTS | STOCK USA EXECUTION SERVICES, INC | STOCK USA | SPRINTTRADER | SPEEDTRADERPRO | SPEEDTRADER.COM, INC. | SPEEDTRADER, INC | SPEEDTRADER

CRD#: 107403 / SEC#: 8-53035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Mailing Address

2875 Rt 35 Ste 5c-2, Katonah, NY 10536

Phone Number

(845) 531-2487

Established

New York since 06/30/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MINT GLOBAL HOLDINGS, INC.PARENT COMPANY—
ELY, JOSEPH LEOCEO2936519
HALL, BRIAN DANIELFINOP4174803
JORDON, MARK WILLIAM JRCCO5961342
RAINBEAU, DAVIDCOO2964016

Disclosures

Regulatory Event

21

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jun 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2020About the Series 27 exam
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Daniel Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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BH
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