David Rainbeau
Professional Summary
David Rainbeau, who also goes by David Keith Rainbeau, is a registered financial advisor currently at SPEEDTRADER, INC located in Katonah, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 3, Series 55, Series 7, Series 52, Series 24, Series 26 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Keith Rainbeau
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
MINT GLOBAL MARKETS, INC. | STOCK USA INVESTMENTS, INC | STOCK USA INVESTMENTS | STOCK USA EXECUTION SERVICES, INC | STOCK USA | SPRINTTRADER | SPEEDTRADERPRO | SPEEDTRADER.COM, INC. | SPEEDTRADER, INC | SPEEDTRADER
Contact Information
Main Address
2875 Rt 35 Ste 5c-2, Katonah, NY 10536Mailing Address
2875 Rt 35 Ste 5c-2, Katonah, NY 10536Phone Number
(845) 531-2487Established
New York since 06/30/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
21Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/29/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2019About the Series 6TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2000Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2019About the Series 26 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Rainbeau's CRS (Customer Relationship Summary).
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