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BH

Brian P. Hehir

INSTITUTIONAL BOND NETWORK
Thousand Oaks, CA 91360
Some features on this profile are disabled
CRD#: 5945696
BH

Professional summary

Brian Patrick Hehir Jr., who also goes by Brian Patrick Hehir Jr, Brian Patrick Hehir, Brian Patrick Patrick Hehir Jr, is a registered financial professional currently at INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 3 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Patrick Hehir Jr | Brian Patrick Hehir | Brian Patrick Patrick Hehir Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Hehir Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2025 - Present

INSTITUTIONAL BOND NETWORK, LLC

Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360
BD
CRD#: 187515
Thousand Oaks, CA
Past

June 8, 2020 - December 16, 2024

UBS SECURITIES LLC

BD
CRD#: 7654
Weehawken, NJ
Past

February 3, 2012 - December 16, 2024

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
New York, NY
Past

December 24, 2011 - December 16, 2024

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/7/2025)
RR
New Jersey
(2/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/2/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/3/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IB
INSTITUTIONAL BOND NETWORK, LLC
ARBITRAGE MANAGEMENT GROUP | INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515 / SEC#: , 8-69609

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Mailing Address
463 Pennsfield Place, Suite 201, Thousand Oaks, CA 91360
Phone number
(805) 402-2541
Established
Delaware since 01/27/2025
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HAGGE, ERIK NICHOLASSENIOR PARTNER, MUNI PRINCIPAL3244703
DICKINSON, MARTIN JOHNOWNER1352810
NATALE, CHRISTOPHER JOHNMANAGING MEMBER & PROPRIETARY TRADER4870483
SWEENEY, PATRICK WILLIAMOWNER1350182
ACTON STROIA FAMILY TRUSTTRUST
ACTON, BRIAN LEONARDTRUSTEE FOR ACTION STROIA FAMILY TRUST8167174
CLARK, CATHERINE MARIANCHIEF COMPLIANCE OFFICER4384961
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
KNIPPA, GARY LOUISINVESTOR8167504
MATHENY, GREGORY SCOTTINVESTOR8167208
NGUYEN, HOAN-VU TRANINVESTOR8163339
O'MARA, CHRISTOPHER ROYPROPRIETARY TRADER1657262
RUFFIER, WILLIAM EUGENEINVESTOR8167148
STROIA, SHARON MARIETRUSTEE FOR ACTION STROIA FAMILY TRUST8168236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSTITUTIONAL BOND NETWORK, LLC

CRD#: 187515Thousand Oaks, CA 91360

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